AML / OFAC Compliance Officer / Advisory (Financial Security) Job at CA CIB Americas, New York, NY

K1MvY2p5bTl0WU4wWjlLY0ZFa2o3SThOR2c9PQ==
  • CA CIB Americas
  • New York, NY

Job Description

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank's staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act. Key Responsibilities: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff on proposed activities and transactions. Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports and reconciliations of all daily transaction and customer uploads within compliance databases. Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank's policies and procedures. Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures. Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions. Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments. Management and Reporting: The position reports directly to the Head of Advisory - Financial Security. Key Internal Contacts: The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. Key External Contacts: The employee may have occasion to interact with external auditors and/or regulators during exams. Salary Range: $115k - $150k #LI-DNI 5-10 years College Degree

Job Tags

Permanent employment, Bank staff,

Similar Jobs

AKAIROS LLC

Amazon Delivery Driver - $20.50/hr Job at AKAIROS LLC

 ...AKAIROS LLC is an Amazon Delivery Service Partner (DSP)based in Manassas, VA. Were a locally owned delivery company working directly...  ...Paid Training (no experience needed) Paid Overtime & Paid Time Off (PTO) Health, Dental & Vision Insurance Maternity & Parental... 

Snaphunt

Content Marketing Specialist Job at Snaphunt

 ...content. Ensure all content feels authentically human, not robotic or AI-generated. Support other marketing initiatives such as social media campaigns, email marketing, and general marketing projects as needed. Proofread and edit content for grammar, flow, and brand... 

Mangrum Career Solutions LLC

Mold Maker Job at Mangrum Career Solutions LLC

 ...Overview A growing injection molding manufacturer west of Manhattan, NY is looking to add a Mold Maker / Mold Repair Technician to its toolroom team. Whether youre early in your career or a seasoned mold maker with years of hands-on experience, this company values... 

DSV - Global Transport and Logistics

Freight Forwarder, Gateway Air Export Job at DSV - Global Transport and Logistics

 ...local and close to our customers. Read more at Location: Torrance, CA Division:Air & Sea US Job Posting Title: Freight Forwarder, Gateway Air Export Time Type: Full Time Summary The DSV LAX air export gateway is an internal team, working to optimize... 

Hana Group

Sushi Chef II Job at Hana Group

 ...About Hana GroupHana Group is a global leader in ready-to-eat Pan-Asian cuisine, bringing fresh, chef-crafted sushi and Asian-inspired dishes to customers through our in-store kiosks and food service operations. With a presence in major grocery retailers across...