AML / OFAC Compliance Officer / Advisory (Financial Security) Job at CA CIB Americas, New York, NY

K1MvY2p5bTl0WU4wWjlLY0ZFa2o3SThOR2c9PQ==
  • CA CIB Americas
  • New York, NY

Job Description

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank's staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act. Key Responsibilities: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff on proposed activities and transactions. Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports and reconciliations of all daily transaction and customer uploads within compliance databases. Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank's policies and procedures. Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures. Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions. Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments. Management and Reporting: The position reports directly to the Head of Advisory - Financial Security. Key Internal Contacts: The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. Key External Contacts: The employee may have occasion to interact with external auditors and/or regulators during exams. Salary Range: $115k - $150k #LI-DNI 5-10 years College Degree

Job Tags

Permanent employment, Bank staff,

Similar Jobs

The CIB Group

Unreal Engine C++ Programmer Job at The CIB Group

 ...Job Description In this volunteer position you will be working closely with other members of the Coding department to develop C++ code for the Lays of Althas: Sundered Order (LoA:SO). We are using Epic Games Unreal Engine 4 (UE4) to develop the game, and knowledge... 

Origin Staffing

Tax Manager (100% Remote) Job at Origin Staffing

 ...highlights: Great work/life balance Position is fully remote w/ opportunities for travel Employees are encouraged to be...  ...clients on strategic tax planning. Oversee a small team of Tax accountants; serving as both a mentor and day-to-day advisor on tax... 

Heard & Smith

BILINGUAL Client Service Specialist Job at Heard & Smith

DescriptionRemote Bilingual Client Service Specialist (Spanish, English)Heard and Smith, LLP was founded on the...  ...customer relations, strong work ethic, and a true desire to help others...  ...in office or working remotely from home~Knowledge in computer technology... 

Openkyber

Salesforce Business Analyst Job at Openkyber

 ...Salesforce Business Analyst . ~ Strong understanding of Salesforce Sales Cloud, Service Cloud, Reports & Dashboards, and standard CRM processes. ~ Ability to work in Agile/Scrum environments. ~ Experience writing user stories, BRDs, FRDs , and process... 

Baylor College of Medicine

Pediatrics - Neurology NRI Bioinformatics (Assistant Professor) Job at Baylor College of Medicine

 ...health care network includes our primary hospital in the Texas Medical Center with expertise in over 40 pediatric subspecialties; the Jan and Dan Duncan Neurological Research Institute (NRI); the Feigin Center for pediatric research; Texas Children's Pavilion for Women,...