Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank's staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act. Key Responsibilities: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff on proposed activities and transactions. Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports and reconciliations of all daily transaction and customer uploads within compliance databases. Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank's policies and procedures. Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures. Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions. Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments. Management and Reporting: The position reports directly to the Head of Advisory - Financial Security. Key Internal Contacts: The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. Key External Contacts: The employee may have occasion to interact with external auditors and/or regulators during exams. Salary Range: $115k - $150k #LI-DNI 5-10 years College Degree
The Shipyard is a leading, independent agency that builds performance-driven brands audiences cant help but love. By applying modern mindsets to established models, we fuel brand and marketing decisions that are more courageous and more validated. Our ability to...
DescriptionDue to our continued growth, we have aGerman Tax Consultant (Steuerberater)positionavailable for an individual who wants to be part of a fast growing, dynamic firm.We have specifically tailored our accounting, auditing, tax and business consulting services...
..., private rooms. You were meant for Hopkins Our team of radiation oncologist, dosimetrists, physicists, therapists, and nurses are... ...for each patient, using targeted technologies including Proton Therapy and procedures such as Brachytherapy. Our patient safety...
...Job Title: Network Operator Cisco ISE, Umbrella & Secure Access Location: Houston, TX (Westchase) 100% Onsite Type: Contract-to-Hire Required Skills: 5+ years of enterprise routing/switching (OSPF, BGP, HSRP/VRRP, EtherChannel/LACP) Proven experience...
Equipment Operator Where Precision Meets Possibility Location: kdc/one Groveport | Full-Time Love working with machines? Do you do well in fast-paced environments? Ready to be part of something beautiful (literally)? Join us at kdc/one, where the start of some...