Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank's staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act. Key Responsibilities: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff on proposed activities and transactions. Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports and reconciliations of all daily transaction and customer uploads within compliance databases. Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank's policies and procedures. Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures. Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions. Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments. Management and Reporting: The position reports directly to the Head of Advisory - Financial Security. Key Internal Contacts: The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. Key External Contacts: The employee may have occasion to interact with external auditors and/or regulators during exams. Salary Range: $115k - $150k #LI-DNI 5-10 years College Degree
...information needed in advance. Gather key details and materials from guests, including title, bio, approved headshots, and social media handles. Draft guest briefs for the interviewer, as requested. Create and prepare scripts and audio clips for each program...
...class facilities and the technology you need to thrive - in our offices or yours.****Job Summary**The Business Development Manager - Dell Technologies is responsible for driving profitable growth in their selected partners' products through strategic solution selling,...
...mission to create the money management experience weve always dreamt of. We are building... ...The Role Were looking for a skilled software engineer to build and maintain internal... ...that enhance operational efficiency. Develop integrations between internal and external...
...currently have openings for rear-load commercial / residential trash and recycling route drivers. You must have a Class B CDL with a good driving record, submit to a fit-for-duty physical, DOT drug screening and criminal background check. We offer competitive wages and...
...visions into reality. We are continuously growing and we are looking for a Front-End Developer to join our UniQue team. What will you be doing in this role? Design, develop, and maintain web applications using Angular framework. Integrate Angular applications...