AML / OFAC Compliance Officer / Advisory (Financial Security) Job at CA CIB Americas, New York, NY

K1MvY2p5bTl0WU4wWjlLY0ZFa2o3SThOR2c9PQ==
  • CA CIB Americas
  • New York, NY

Job Description

Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank's staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act. Key Responsibilities: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff on proposed activities and transactions. Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports and reconciliations of all daily transaction and customer uploads within compliance databases. Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank's policies and procedures. Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures. Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions. Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments. Management and Reporting: The position reports directly to the Head of Advisory - Financial Security. Key Internal Contacts: The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. Key External Contacts: The employee may have occasion to interact with external auditors and/or regulators during exams. Salary Range: $115k - $150k #LI-DNI 5-10 years College Degree

Job Tags

Permanent employment, Bank staff,

Similar Jobs

Thrills Marketing

Paid Marketing Intern Job at Thrills Marketing

 ...Join our team as a Paid Marketing Intern and kickstart your journey into the world of marketing...  ...for you. No prior industry experience is required. We provide comprehensive training...  ...environment. Company Perks: Paid internship with a competitive compensation package... 

American Income Life

Military Family Support Advisor - Remote Job at American Income Life

 ...Remote Sales Representative Work from Anywhere 100% Remote | Flexible Schedule | Career Growth Opportunities Please Note: We...  ...Opportunities to grow and advance within a Fortune 500 company. Supportive Environment: Mentorship, professional development, and a... 

上海恺英网络科技有限公司

Vietnamese Operations Specialist Job at 上海恺英网络科技有限公司

Responsibilities1.Contents making: you will search in the app store for apps suitable for our target users and publish them in our product. You will also update the contents on a regular basis and analyze user data for optimization.2.Daily work execution: you will contact...

Lensa

Conference - architectural Job at Lensa

 ...there is subject to their terms and privacy notice. We are looking for interns with an interest in designing state-of-the-art buildings and facilities across the United States. Architecture Internships at Jacobs provide college students the opportunity to gain real... 

Ardent Health

Full Time Trauma Surgeon Needed in Tyler, Texas Job at Ardent Health

 ...facilities. UT Tyler School of Medicine is seeking a Full Time Trauma Physician to join the fast growing family of UT Health East...  ...Center Join a group consisting of five trauma/critical care surgeons with plans to expand to 67. Call shifts for Trauma (...