Summary: This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank's staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act. Key Responsibilities: Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Review and issue regulatory guidance to Bank staff on proposed activities and transactions. Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Review of daily reports and reconciliations of all daily transaction and customer uploads within compliance databases. Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank's policies and procedures. Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures. Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions. Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments. Management and Reporting: The position reports directly to the Head of Advisory - Financial Security. Key Internal Contacts: The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. Key External Contacts: The employee may have occasion to interact with external auditors and/or regulators during exams. Salary Range: $115k - $150k #LI-DNI 5-10 years College Degree
Are you a board-certified or board-eligible Dermatologist, Mohs Surgeon, or both, looking to advance your career in a thriving practice? We invite you to join our dynamic team, where you'll seamlessly step into a well-established practice with a robust patient schedule...
...dont miss out! Key Responsibilities Perform a variety of home repair and maintenance tasks, such as: Light carpentry Drywall patching and painting Basic plumbing and electrical work General handyman duties like door adjustments, minor installations,...
...stakes exams, is seeking a first-rate bilingual (Spanish-English) copy editor with a wide range... ..., you're able to stay highly motivated working independently. You give constructive... ...time employee to work in our beautiful home office located in Dallas, TX with a one...
Here at Aramark, we take pride in the level of service and safety we provide. Were hiring a Dishwasher to join our team who will take on the job of maintaining the cleanliness of our operations and kitchens. The best part? Its just the starting point of your career! ...
...Patient Account Representative, you will work office hours to file, follow up on work... ...established, this position works from home. You have the ability to come into the... ...short notice. This position is a full-time Monday through Friday position. At this time, we can only...